Carrieann Borges, MBA, CRCM, CAMS, is an experienced compliance professional whose career spans 17+ years in managing compliance risk at both banking and financial technology companies. Currently, she is the Chief Compliance Officer for Rakuten Card USA, Inc., and she has worked for a number of large, small, and start up banks and financial technology companies. Carrieann is experienced in building and maintaining compliance programs to manage regulatory risk related to consumer lending, credit cards, deposits, and payments. She holds the Certified Regulatory Compliance Manager (CRCM) and Certified Anti-Money Laundering Specialist (CAMS) certifications.
Navigating Compliance Potholes on the Road to Innovation in Financial Services
As the banking industry continues to embrace innovation, navigating compliance requirements can present significant challenges. Join the webinar for expert insights and practical tips on how to successfully navigate compliance hurdles while still achieving goals for innovation. We will discuss the regulatory landscape for fintech innovation and identify areas of potential risk. We will also examine best practices for managing compliance risk, including the use of emerging technologies and effective risk management frameworks.
In this webinar, you will learn about:
- Managing Compliance and Risk in Rapidly Evolving and Innovation Environments
- Understanding Regulatory Compliance Requirements for Banking Innovation
- Applying Risk Management Strategies to Banking Innovation
- SVB's Impact on the Regulatory Landscape
Carrieann BorgesChief Compliance Officer, Rakuten Card USA
Chris MastrangeloChief Compliance Officer, Grasshopper Bank
Chris Mastrangelo serves as the Chief Compliance Officer at Grasshopper Bank, overseeing the bank's BSA/AML, vendor management, and compliance functions. Chris was previously part of the Federal Reserve's FedNow initiative, helping to enable the fintech ecosystem for the adoption of real-time payments. At the Federal Reserve Bank of Boston, Chris helped lead and grow the regional and community bank regulatory supervision function, focusing on enterprise risk management and innovation and strategy for community bank and fintech partnerships. Prior to the Federal Reserve, Chris worked as a supervisory examiner at the U.S. Treasury's Office of Thrift Supervision and was a college hockey referee in the Eastern College Athletic Conference. Chris graduated from Bryant University and lives in Massachusetts with his family.
Greg WoolfFounder & CEO, FiVerity
A serial entrepreneur and South Africa native, Greg has more than 20 years of experience running fintech companies. He regularly consults with government agencies on the rise of fraud and founded the Digital Fraud Think Tank, which advised Congress on the use of AI for financial crime detection. Greg contributes articles and case studies to the Federal Reserve’s Synthetic Identity Fraud (SIF) Mitigation Toolkit, and served on the Boston Fed’s work group to define an industry standard for SIF.